hedge fund compliance risks regulation and management wiley finance

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Hedge Fund Compliance

Author : Jason A. Scharfman
ISBN : 9781119240235
Genre : Business & Economics
File Size : 76. 75 MB
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The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with government entities, and analyzing hedge fund compliance structures across the globe. In-depth explanations of compliance principles are backed by illustrative case studies and examples. Highly in-demand templates of popular hedge fund compliance documentation provide actionable illustrations of key compliance policies. Designed to assist investors, fund managers, service providers, and compliance job seekers directly, this book describes the fundamental building blocks of the hedge fund compliance function. Compliance is one of the fastest growing areas in the hedge fund space. This reference book provides an essential foundation in modern hedge fund compliance, reflecting the recent changes of this dynamic field. Design and run a hedge fund compliance program Access templates of core compliance documentation and checklists Discover how investors can evaluate and monitor compliance programs Interviews with hedge fund compliance practitioners A steady stream of regulatory changes, combined with the enhanced enforcement efforts of regulators, ensure that hedge funds' compliance-related expenditures will continue to grow. While hedge fund compliance legislation continues to evolve globally, little practical guidance exists for those tasked with the boots-on-the-ground aspects of developing an actual compliance program to comply with best practices and regulatory guidance from leading hedge fund regulators including the US Securities and Exchange Commission, the National Futures Association, the Commodity Futures Trading Commission and the United Kingdom's Financial Conduct Authority. Hedge fund professionals and investors need a fundamental framework for establishing and evaluating an effective program, and when compliance is the issue, trial and error carries too much risk. Hedge Fund Compliance + Website provides clear guidance and practical tools to meet today's compliance professional needs.

The Hedge Fund Compliance And Risk Management Guide

Author : Armelle Guizot
ISBN : 9780470086049
Genre : Business & Economics
File Size : 22. 83 MB
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Private Equity Compliance

Author : Jason A. Scharfman
ISBN : 9781119479642
Genre : Business & Economics
File Size : 68. 86 MB
Format : PDF, ePub
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Develop and manage a private equity compliance program Compliance has become one of the fastest-growing areas in the private equity (PE) space. Mirroring trends from the hedge fund industry, recent surveys indicate that PE managers rank compliance as the single most challenging aspect of their business. Reports also indicate that PE compliance spending has rapidly outpaced other PE operating costs with recent estimates indicating that individual PE funds on average spend at least 15 - 20% of their operating budgets on this area. General Partners (GPs) have also significantly ramped up the hiring of private equity compliance related roles. Private Equity Compliance provides current and practical guidance on key private equity (PE) compliance challenges and trends. Packed with detailed, practical guidance on developing and managing a private equity compliance program, it offers up-to-date case studies and an analysis of critical regulatory enforcement actions on private equity funds in areas including conflict of interest, fees, expenses, LP fun raising disclosures, and valuations. • Provides real-world compliance guidance • Offers information that is tailored to the current compliance practices employed by GPs in the private equity industry. • Provides guidance on managing the compliance risks associated with cybersecurity and information technology risk • Serves as a PE-focused complement to the author's previous book, Hedge Fund Compliance If you’re a private equity investor or compliance officer looking for trusted guidance on analyzing conflicts, fees, and risks, this is one reference you can’t be without.

Hedge Funds

Author : H. Kent Baker
ISBN : 9780190607388
Genre : Business & Economics
File Size : 67. 28 MB
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Hedge Funds: Structure, Strategies, and Performance provides a synthesis of the theoretical and empirical literature on this intriguing, complex, and frequently misunderstood topic. The book dispels some common misconceptions of hedge funds, showing that they are not a monolithic asset class but pursue highly diverse strategies. Furthermore, not all hedge funds are unusually risky, excessively leveraged, invest only in illiquid asses, attempt to profit from short-term market movements, or only benefit hedge fund managers due to their high fees. Among the core issues addressed are how hedge funds are structured and how they work, hedge fund strategies, leading issues in this investment, and the latest trends and developments. The authors examine hedge funds from a range of perspectives, and from the theoretical to the practical. The book explores the background, organization, and economics of hedge funds, as well as their structure. A key part is the diverse investment strategies hedge funds follow, for example some are activists, others focusing on relative value, and all have views on managing risk. The book examines various ways to evaluate hedge fund performance, and enhances understanding of their regulatory environment. The extensive and engaging examination of these issues help the reader understands the important issues and trends facing hedge funds, as well as their future prospects.

Hedge Fund Operational Due Diligence

Author : Jason A. Scharfman
ISBN : 0470466170
Genre : Business & Economics
File Size : 26. 89 MB
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How to diagnose and monitor key hedge fund operational risks With the various scandals taking place with hedge funds, now more than ever, both financial and operational risks must be examined. Revealing how to effectively detect and evaluate often-overlooked operational risk factors in hedge funds, such as multi-jurisdictional regulatory coordination, organizational nesting, and vaporware, Hedge Fund Operational Due Diligence includes real-world examples drawn from the author's experiences dealing with the operational risks of a global platform of over 80 hedge funds, funds of hedge funds, private equity, and real estate managers.

Magier Der M Rkte

Author : Jack D. Schwager
ISBN : 9783862484508
Genre : Business & Economics
File Size : 79. 16 MB
Format : PDF, ePub
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Jack D. Schwager ist einer der ganz Großen in der internationalen Finanzszene, seine "Magier der Märkte"-Buchreihe gehört weltweit seit Jahren zu den Standardwerken. In Interviews mit den Top-Tradern unserer Zeit zeigt Schwager auf, was diese Menschen so unglaublich erfolgreich macht. Sie alle verwenden zwar unterschiedliche Methoden, aber sie haben nicht nur scheinbar einen Vorteil gegenüber den Mitstreitern. Wie machen sie das? Was ist es, das sie von anderen unterscheidet? Was kann der durchschnittliche Investor daraus lernen? In diesem einmaligen Werk legen sie ihre finanziellen Strategien offen, die sie zu ihrem Erfolg katapultiert haben, aber auch Niederlagen und Verluste werden eingestanden. Ein Muss für jeden Börsianer! Das Wichtigste in Kürze: Ein Klassiker der Investmentliteratur Pflichtlektüre für jeden Anleger Umsetzbare Tipps von Insidern Blicken Sie den Profis über die Schulter

Risikomanagement

Author : John Hull
ISBN : 386894043X
Genre : Financial institutional
File Size : 20. 53 MB
Format : PDF, ePub
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Entries Und Exits

Author : Alexander Elder
ISBN : 3898792862
Genre :
File Size : 71. 12 MB
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Private Equity Operational Due Diligence

Author : Jason A. Scharfman
ISBN : 9781118237472
Genre : Business & Economics
File Size : 21. 43 MB
Format : PDF
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A step-by-step guide to develop a flexible comprehensiveoperational due diligence program for private equity and realestate funds Addressing the unique aspects and challenges associated withperforming operational due diligence review of both private equityand real estate asset classes, this essential guide providesreaders with the tools to develop a flexible comprehensiveoperational due diligence program for private equity and realestate. It includes techniques for analyzing fund legal documentsand financial statements, as well as methods for evaluatingoperational risks concerning valuation methodologies, pricingdocumentation and illiquidity concerns. Covers topics including fund legal documents and financialstatement analysis techniques Includes case studies in operational fraud Companion website includes sample checklists, templates,spreadsheets, and links to laws and regulations referenced in thebook Equips investors with the tools to evaluate liquidity,valuation, and documentation Also by Jason Scharfman: Hedge Fund Operational DueDiligence: Understanding the Risks Filled with case studies, this book is required reading forprivate equity and real estate investors, as well as fund managersand service providers, for performing due diligence on thenoninvestment risks associated with private equity and real estatefunds.

Financial Risk Manager Handbook

Author : Philippe Jorion
ISBN : 0470521996
Genre : Business & Economics
File Size : 52. 7 MB
Format : PDF, Kindle
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The essential reference for financial risk management Filled with in-depth insights and practical advice, the Financial Risk Manager Handbook is the core text for risk management training programs worldwide. Presented in a clear and consistent fashion, this completely updated Fifth Edition-which comes with an interactive CD-ROM containing hundreds of multiple-choice questions from previous FRM exams-is one of the best ways to prepare for the Financial Risk Manager (FRM) exam. Financial Risk Manager Handbook, Fifth Edition supports candidates studying for the Global Association of Risk Professional's (GARP) annual FRM exam and prepares you to assess and control risk in today's rapidly changing financial world. Authored by renowned risk management expert Philippe Jorion-with the full support of GARP-this definitive guide summarizes the core body of knowledge for financial risk managers. Offers valuable insights on managing market, credit, operational, and liquidity risk Examines the importance of structured products, futures, options, and other derivative instruments Identifies regulatory and legal issues Addresses investment management and hedge fund risk Financial Risk Manager Handbook is the most comprehensive guide on this subject, and will help you stay current on best practices in this evolving field. The FRM Handbook is the official reference book for GARP's FRM® certification program. Note: CD-ROM/DVD and other supplementary materials are not included as part of eBook file.

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