hedge fund regulation may 2016 edition

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Corporate Governance And Investment Management

Author : Roger M. Barker
ISBN : 9781784713522
Genre :
File Size : 61. 31 MB
Format : PDF
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Shareholder engagement with publicly listed companies is often seen as a key means to monitor corporate malpractices. In this book, the authors examine the corporate governance roles of key institutional investors in UK corporate equity, including pension funds, insurance companies, collective investment funds, hedge and private equity funds and sovereign wealth funds. They argue that institutions’ corporate governance roles are an instrument ultimately shaped by private interests and market forces, as well as law and regulatory obligations, and that policy-makers should not readily make assumptions regarding their effectiveness, or their alignment with public interest or social good.

Hedge Fund Compliance

Author : Jason A. Scharfman
ISBN : 9781119240235
Genre : Business & Economics
File Size : 56. 24 MB
Format : PDF, Docs
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The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with government entities, and analyzing hedge fund compliance structures across the globe. In-depth explanations of compliance principles are backed by illustrative case studies and examples. Highly in-demand templates of popular hedge fund compliance documentation provide actionable illustrations of key compliance policies. Designed to assist investors, fund managers, service providers, and compliance job seekers directly, this book describes the fundamental building blocks of the hedge fund compliance function. Compliance is one of the fastest growing areas in the hedge fund space. This reference book provides an essential foundation in modern hedge fund compliance, reflecting the recent changes of this dynamic field. Design and run a hedge fund compliance program Access templates of core compliance documentation and checklists Discover how investors can evaluate and monitor compliance programs Interviews with hedge fund compliance practitioners A steady stream of regulatory changes, combined with the enhanced enforcement efforts of regulators, ensure that hedge funds' compliance-related expenditures will continue to grow. While hedge fund compliance legislation continues to evolve globally, little practical guidance exists for those tasked with the boots-on-the-ground aspects of developing an actual compliance program to comply with best practices and regulatory guidance from leading hedge fund regulators including the US Securities and Exchange Commission, the National Futures Association, the Commodity Futures Trading Commission and the United Kingdom's Financial Conduct Authority. Hedge fund professionals and investors need a fundamental framework for establishing and evaluating an effective program, and when compliance is the issue, trial and error carries too much risk. Hedge Fund Compliance + Website provides clear guidance and practical tools to meet today's compliance professional needs.

President Trump Inc

Author : T. J. Coles
ISBN : 9781905570874
Genre : Business & Economics
File Size : 60. 83 MB
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‘An important book that deserves to reach a wide audience.’ – Noam Chomsky With Trump in the White House, big business has direct power in government. Trump has stacked his cabinet with former employees of investment banks, big oil and international corporations. Now that big business has its representatives in the cabinet, it no longer needs to indulge in expensive lobbying. Under Trump, corporations control US policy. How and why did this happen and what does it mean for the bulk of the population? T. J. Coles presents the background to Trump’s rise, tracing the history of economic neoliberalism. He shows what a ‘liberal economy’ means in practice: privatization of public resources, cutting ‘red tape’ for corporations and internationalizing volatile money markets. For ordinary working people, neoliberalism translates to ongoing falls in living standards, fewer protections for workers, spiralling housing costs and social cutbacks. As a consequence, many voters are turning their backs on mainstream politics, with some supporting far-right, populist parties, including the Trump faction of the Republican Party and UKIP in Britain – despite the fact that these parties support the very policies that make ordinary people poorer. President Trump, Inc. exposes the Trump hoax. Trump sold himself as a maverick, but in reality big business has been lobbying Congress for years to do what he campaigned for: tearing up the international TPP trade agreement, keeping out low-skilled immigrants whilst fast-tracking specific foreign workers, and helping repatriate corporations to the US. Trump’s apparently personal agenda – to Make America Great Again – is actually big business’s wish list. Coles concludes on a positive note, offering tangible hope. Real change, he notes, doesn’t come from the top-down. Millions of people all over the world are working at the local level to win power back from centralized elites for their communities. The first step in this process of true democratization is to understand what’s really happening, and Coles’ essential analysis provides a clear picture of the present reality.

Hedge Funds

Author : H. Kent Baker
ISBN : 9780190607395
Genre : Business & Economics
File Size : 23. 12 MB
Format : PDF, ePub
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Hedge Funds: Structure, Strategies, and Performance provides a synthesis of the theoretical and empirical literature on this intriguing, complex, and frequently misunderstood topic. The book dispels some common misconceptions of hedge funds, showing that they are not a monolithic asset class but pursue highly diverse strategies. Furthermore, not all hedge funds are unusually risky, excessively leveraged, invest only in illiquid asses, attempt to profit from short-term market movements, or only benefit hedge fund managers due to their high fees. Among the core issues addressed are how hedge funds are structured and how they work, hedge fund strategies, leading issues in this investment, and the latest trends and developments. The authors examine hedge funds from a range of perspectives, and from the theoretical to the practical. The book explores the background, organization, and economics of hedge funds, as well as their structure. A key part is the diverse investment strategies hedge funds follow, for example some are activists, others focusing on relative value, and all have views on managing risk. The book examines various ways to evaluate hedge fund performance, and enhances understanding of their regulatory environment. The extensive and engaging examination of these issues help the reader understands the important issues and trends facing hedge funds, as well as their future prospects.

Research Handbook On The Regulation Of Mutual Funds

Author : William A. Birdthistle
ISBN : 9781784715052
Genre : Business & Economics
File Size : 61. 51 MB
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With fifty trillion in worldwide assets, the growth of mutual funds is a truly global phenomenon and deserves a broad international analysis. Local political economies and legal regimes create different regulatory preferences for the oversight of these funds, and academics, public officials, and legal practitioners wishing to understand the global investing environment will require a keen awareness of these international differences. The contributors, leading scholars in the field of investment law from around the world, provide a current legal analysis of funds from a variety of perspectives and using an array of methodologies that consider the large fundamental questions governing the role and regulation of investment funds. This volume also explores the identity and behavior of investors as well as issues surrounding less orthodox funds, such as money market funds, ETFs, and private funds.This Handbook will provide legal and financial scholars, academics, lawyers and regulators with a vital tool for working with mutual funds.

Us Commodity Futures Trading Handbook Strategic Information And Regultions

Author : IBP Inc.
ISBN : 9781577516095
Genre : Business & Economics
File Size : 68. 97 MB
Format : PDF, Kindle
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US Commodity Futures Trading Handbook - Strategic Information and Regulations

Moral Issues In Business

Author : William H. Shaw
ISBN : 9781305545069
Genre : Philosophy
File Size : 58. 48 MB
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MORAL ISSUES IN BUSINESS, 13E examines the moral dilemmas that are common to today's business climate and gives readers the analytical tools to resolve those issues. Using a combination of true stories, interesting reading selections, and a conversational writing style, this edition prepares readers for the moral quandaries awaiting them in the professional world. Featured topics include: the nature of morality, individual integrity and responsibility, economic justice, pitfalls of capitalism, and corporations' responsibilities to consumers and the environment. Plus, this edition also discusses situation-specific concepts such as downsizing, whistle blowing, sexual harassment, job discrimination, animal abuse, and drug testing. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Hedge Funds

Author : Danforth Townley
ISBN : STANFORD:36105134536296
Genre : Hedge funds
File Size : 65. 57 MB
Format : PDF, Kindle
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Financial Services And General Government Appropriations For 2016

Author : United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government
ISBN : STANFORD:36105050687131
Genre : Administrative agencies
File Size : 21. 60 MB
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Sec Docket

Author : United States. Securities and Exchange Commission
ISBN : OSU:32437123433407
Genre : Securities
File Size : 69. 69 MB
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