law relating to financial services

Download Book Law Relating To Financial Services in PDF format. You can Read Online Law Relating To Financial Services here in PDF, EPUB, Mobi or Docx formats.

Law Relating To Financial Services

Author : Graham Roberts
ISBN : 0852976186
Genre : Banking law
File Size : 61. 42 MB
Format : PDF, Kindle
Download : 787
Read : 1015

Get This Book


The pace and change in the law industry has been brought about by technology and reforms in financial regulation. The result has been a number of new cases and Acts which practitioners and students alike need to interpret. This text acts as a reference for financial services.

Law Relating To Financial Services

Author : Graham Roberts
ISBN : 1906403864
Genre : Financial services industry
File Size : 85. 23 MB
Format : PDF, Kindle
Download : 579
Read : 1262

Get This Book


This is a well-established guide to the law as it relates to English corporate and retail banking, cutting to the core of the legal (and non-legal) rules. Besides covering legislation, it also details the statutory Codes with the latest versions in full and a commentary on each one.

Law Relating To Financial Services

Author :
ISBN : 9350350521
Genre :
File Size : 73. 27 MB
Format : PDF
Download : 435
Read : 1023

Get This Book



Financial Services Law And Compliance In Australia

Author : Gail Pearson
ISBN : 1139475894
Genre : Law
File Size : 77. 29 MB
Format : PDF, Kindle
Download : 145
Read : 752

Get This Book


Up until the global credit crisis in 2008, 'Financial Services' was the fastest growing sector of the Australian economy. This growth has had profound implications for individuals, corporations and government. Following extensive review in the last part of the twentieth century, Australia put in place an overarching system for regulating all financial services, replacing a system that was based on separate regulation of products in individual industries. Focusing on the implications of the new system for retail clients - 'financial citizens' - Financial Services Law and Compliance in Australia provides a comprehensive account of the regulatory structure and a detailed analysis of the legislative framework, including discussion of the new regulatory bodies, the new licensing requirements for those wishing to enter the financial services market and the new obligations for those marketing or offering financial services to the public. This is an essential resource for those working in, and advising on, financial services, for students of financial services law, and for anyone needing to understand this new regime in Australia.

The Law Relating To Financial Crime In The United Kingdom

Author : Dr Nicholas Ryder
ISBN : 9781409472438
Genre : Law
File Size : 50. 17 MB
Format : PDF, ePub, Mobi
Download : 512
Read : 1306

Get This Book


Outlining the different types of financial crime and its impact, this book is a user-friendly, up-to-date guide to the regulatory processes, systems and legislation which exist in the UK. Each chapter has a similar structure and covers individual financial crimes such as money laundering, terrorist financing, fraud, insider dealing, market abuse and bribery and corruption. The final chapter makes recommendations for the future and will provoke further thought and discussion on this topical subject. It is a valuable resource for students studying vocational courses and a key text for undergraduate and post-graduate students in law schools, departments of criminal justice and business schools.

Brexit And Financial Services

Author : Kern Alexander
ISBN : 9781509915811
Genre : Law
File Size : 42. 41 MB
Format : PDF, ePub
Download : 628
Read : 161

Get This Book


This timely book examines the legal and regulatory implications of Brexit for financial services. The UK's withdrawal from the EU is likely to have significant market, political, and policy consequences for the UK financial system, for the single market and the euro area, and for the international financial system. As the UK disentangles its financial system from the EU, law will matter to a profound extent. Treaties, legislation, and regulation, at UK, EU, and international levels, and the many dynamics and interests which drive them, will frame and shape the ultimate settlement between the UK and the EU. Law will also shape how the EU financial system develops post-Brexit and how the international financial system responds. Written by leading authorities in the field, this book addresses and contextualises the legal, regulatory, and policy issues across five dimensions, which correspond to the major legal spheres engaged: financial regulation implications and market access consequences for the UK financial system; labour law and free movement consequences for the UK financial system; the implications internally for EU financial governance and the euro area; the implications and relevance of the EEA/EFTA financial services market; and the trade law and World Trade Organization law implications.

Eu Competition Law And The Financial Services Sector

Author : Andrea Lista
ISBN : 9781135044657
Genre : Law
File Size : 75. 39 MB
Format : PDF, Mobi
Download : 238
Read : 763

Get This Book


Competition law is a complex and constantly evolving area of law which affects every aspect of the market economy, including the financial services sector. This book is a comprehensive and practical guide to the application of the EU competition rules to banking and insurance industries. This book is divided into two parts: the first part explores the application of Articles 101, 102 and 107 TFEU to the insurance industry. Emphasis is placed on recent changes which have progressively eroded the block exemption regime that traditionally benefited the insurance industry. In the second part of the book, focus is on the application of the Articles of TFEU to the banking industry, with specific reference to card payment systems, which give rise to some of the most intricate antitrust issues in the financial services sector. Relevant Commission decisions and European Court of Justice case law are discussed and suggestions are made for an alternative regulatory framework through comparative analysis of US regulations. This book will be an invaluable reference point for legal practitioners specialising in EU Competition law, as well as postgraduate students and academic researchers working in competition law and the financial services sector.

International Trade In Financial Services

Author : Krista Nadakavukaren Schefer
ISBN :
Genre : Law
File Size : 85. 40 MB
Format : PDF
Download : 181
Read : 191

Get This Book


This book examines the new and rapidly developing area of law relating to trade in financial services, with a particular focus on the rules contained in Chapter 14 of the North American Free Trade Agreement (NAFTA). After a detailed analysis of the relevant provisions and their effect on financial institutions in Canada, Mexico, and the United States, the author examines the impact of the NAFTA rules on the legal position of banks operating in countries outside NAFTA, particularly in the context of the WTO financial services provisions. The book concludes with a chapter on the effects of potential NAFTA expansion. The book aims to contribute to the development of a new legal and regulatory framework distinct from those of trade and financial services law, and offers a valuable insight into how trade in financial services within a regional trade agreement develops its own legal dynamic. Although the financial services provisions are seen as the cornerstone of NAFTA, until now there has been very little in-depth analysis of these provisions, or of the effects on those not party to NAFTA, in the literature in general. This book's unique approach will make it of considerable interest to practitioners and researchers in international banking, trade and economic law.

Practitioner S Guide To Conflicts Of Interest In The Financial Services Industry

Author : Robert Helm
ISBN : 9780414049413
Genre : Conflict of interests
File Size : 67. 82 MB
Format : PDF, Kindle
Download : 543
Read : 418

Get This Book


This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry

Virgin Islands British Business Law Handbook

Author : Usa Ibp
ISBN : 9780739730430
Genre : Business & Economics
File Size : 83. 25 MB
Format : PDF, ePub, Mobi
Download : 152
Read : 601

Get This Book


Basic business legislation, laws, export-import regulations affecting business, business climate and contacts. Updated annually

Top Download:

Best Books