securities regulation statutory supplement

Download Book Securities Regulation Statutory Supplement in PDF format. You can Read Online Securities Regulation Statutory Supplement here in PDF, EPUB, Mobi or Docx formats.

Securities Regulation Statutory Supplement

Author : Stephen J. Choi
ISBN : 1634594037
Genre :
File Size : 72. 18 MB
Format : PDF, ePub
Download : 661
Read : 815

Get This Book


This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation Statutory Supplement

Author : Stephen Choi
ISBN : 1683286375
Genre :
File Size : 81. 19 MB
Format : PDF, ePub, Mobi
Download : 216
Read : 321

Get This Book


Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation Statutory Supplement

Author : Stephen Choi
ISBN : 163460685X
Genre :
File Size : 52. 35 MB
Format : PDF, ePub, Mobi
Download : 639
Read : 990

Get This Book


This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation

Author : Stephen Jung Choi
ISBN : 9780735565517
Genre : Law
File Size : 84. 39 MB
Format : PDF
Download : 808
Read : 323

Get This Book


Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Securities Regulation

Author : James D. Cox
ISBN : 9781454885665
Genre : Law
File Size : 31. 41 MB
Format : PDF, ePub
Download : 634
Read : 927

Get This Book


The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors. New to the Eighth Edition: The casebook fully integrates all the newly adopted exemptions such as Regulation A, Crowdfunding, and the newly enacted resale exemption Section 4(a)(7) along with problems developed to illustrate their operation Complete reworking of exemption chapter, including new material and problems on Regulation A+, Crowdfunding, and relaxation of solicitation restrictions for certain Rule 506 offerings Examines market developments such as Unicorns and the disappearance of listings in the U.S. and abroad Changes in underwriting processes with emphasis given to role of research reports in promoting public offerings Compete treatment of the Supreme Court’s 2014 Halliburton decision, and the post-Halliburton developments on proving price distortion and pleading loss causation Thorough treatment of the Supreme Court’s Omnicare decision on liability for statements of opinion Materials and problems on proxy regulation, particularly in the aftermath of the Walmart case under Rule 14a-8 Materials on insider trading tipper-tippee liability in the aftermath of Newman and Salman Contemporary problems facing hedge funds, investment advisers and mutual funds New material on post-Morrision developments affecting extraterritorial application of securities laws New material and problems on real estate as securities including the Ninth Circuit's Salameh decision

Securities Regulation 2007 Stat Supplement

Author : James D. Cox
ISBN : 0735569363
Genre : Law
File Size : 47. 86 MB
Format : PDF
Download : 708
Read : 758

Get This Book


Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2007 Edition features: The Securities Exchange Act of 1934: Rules and Forms Rule 14a-16. Internet Availability of Proxy Materials Section 15A(14), the new military sales clause Regulation; S-K, S-X, M, M-A, AC, FD, and G Regulation S-K: Item 308T. Internal Control over Financial Reporting Item 407. Corporate Gove Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control Over Financial Reporting Securities Act of 1933 Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules

Securities Regulation

Author : James D. Cox
ISBN : 9781454893875
Genre : Law
File Size : 39. 42 MB
Format : PDF, Docs
Download : 711
Read : 471

Get This Book


Securities Regulation: 2017 Case Supplement

Securities Regulation

Author : Marc I. Steinberg
ISBN : 1588520218
Genre : Law
File Size : 27. 39 MB
Format : PDF, Kindle
Download : 927
Read : 925

Get This Book


This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Federal Securities Laws

Author : John C. Coffee, Jr.
ISBN : 1599416840
Genre : Law
File Size : 20. 51 MB
Format : PDF
Download : 714
Read : 1092

Get This Book


This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The 2008 Edition follows the format of earlier years and contains updates through March 1, 2009.

Securities Regulation In A Nutshell

Author : David L. Ratner
ISBN : STANFORD:36105044610900
Genre : Business & Economics
File Size : 71. 36 MB
Format : PDF, ePub
Download : 798
Read : 245

Get This Book



Top Download:

Best Books