the compliance response to misconduct allegations playbook risk management portfolio

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The Compliance Response To Misconduct Allegations

Author : John D. Thompson
ISBN : 9780124165632
Genre : Business & Economics
File Size : 69. 70 MB
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The Compliance Response to Misconduct Allegations playbook is a step-by-step guide for what to do—and what not to do—in performing an investigation into claims of violations of employee policies. It has been created for corporate professionals who are often the first to be contacted during a suspected employee-related claim, and who may not have investigative training. Sections of this playbook address the decision whether to investigate, the naming of investigators, investigation planning, interview techniques and issues, the importance of taking notes and written statements, investigations in union settings, and much more. Also included are a series of checklists and templates to aid the investigative team before, during, and after an investigation. This playbook is an excellent risk management resource for audit professionals, human resources managers, site or facility managers, small business owners, or anyone who may be the first to receive reports of wrongdoing, regulatory violations, or prohibited workforce behavior. The Compliance Response to Misconduct Allegations is a part of Elsevier’s Security Executive Council Risk Management Portfolio, a collection of real world solutions and "how-to" guidelines that equip executives, practitioners, and educators with proven information for successful security and risk management programs. Describes the ethical and legal reasons for a company to follow up on and take every employee complaint seriously Provides a framework of best practices the investigative team can use to prepare for and conduct workplace investigations Includes a series of checklists and templates to aid the investigative team before, during, and after the investigation

Navigating The Digital Age

Author : Mark McLaughlin
ISBN : 0996498206
Genre :
File Size : 86. 54 MB
Format : PDF, Kindle
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Sap Grc For Dummies

Author : Denise Vu Broady
ISBN : 1118052595
Genre : Computers
File Size : 84. 9 MB
Format : PDF, ePub, Docs
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Governance, risk, and compliance—these three big letters can add up to one giant headache. But GRC doesn't have to be a boil on your corporate behind. SAP GRC For Dummies untangles the web of regulations that confronts your company and introduces you to software solutions the not only keep you in compliance, but also make your whole enterprise stronger. This completely practical guide starts with a big-picture look and GRC and explains how it can help your organization grow. You'll find out why these regulations were enacted; what you can do to ensure compliance; and how compliance can help you prevent fraud, bolster your corporate image, and envision and execute the best possible corporate strategy. This all-business handbook will help you: Understand the impact of Sarbanes-Oxley Control access effectively Color your company a greener shade of green Source or sell goods internationally Keep your employees safe and healthy Ensure that data is kept secret and private Manage information flow in all directions Enhance your public image through sustainability reporting Use GRC as the basis for a powerful new corporate strategy Complete with enlightening lists of best practices for successful GRC implementation and conducting global trade, this book also puts you in touch with thought leadership Web sights where you can deepen your understanding of GRC-based business strategies. You can't avoid dealing with GRC, but you can make the most of it with a little help from SAP GRC For Dummies.

Sustainable Program Management

Author : Gregory T Haugan
ISBN : 9781466575165
Genre : Business & Economics
File Size : 75. 61 MB
Format : PDF, Kindle
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The world is undergoing major transitions due to three driving forces—population changes, climate changes, and energy resource constraints—making it essential for us to move toward sustainability in the implementation of projects and programs as well as our everyday life. Real sustainability exists where there is a balance between population and energy usage and a stable climate—global equilibrium. Designed for program and portfolio managers and senior planners, Sustainable Program Management provides essential information on the three major driving forces of the coming decades and presents options to assist us in moving toward a sustainable future. This book offers a unique approach to accommodating the three new constraints of population change, climate change, and energy resources as impacts on programs and portfolios. It presents them in the form of overlays, which facilitate planning by considering the effects of these additional constraints on a program, along with schedule, budget, and performance constraints. The overlays summarize the book’s extensive analyses of these global challenges. The book is divided into sections on population change, climate change, and energy resource constraints and provides background information and overlays for each one. The author discusses scenarios, possible solutions, and probable outcomes, which provide the basis for evaluating the risks and the sustainability considerations involved. The final section of the text addresses planning for real sustainability and describes six pathways toward a sustainable system. This practical book familiarizes readers with these new global challenges to program management and provides a basis for developing sustainable and successful programs.

Better Ethics Now

Author : Christopher Bauer
ISBN : 0976586320
Genre : Business & Economics
File Size : 68. 65 MB
Format : PDF, Mobi
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This book will help managers, executives and front-line workers reduce their risk of ethics violations by providing real-world tools to prevent ethics problems.

Finding Bliss

Author : Deborah Epstein Henry
ISBN : 1627226524
Genre : Law
File Size : 66. 10 MB
Format : PDF, Docs
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Change has come to the legal profession, as never before.Once hallowed law firms face unprecedented financial pressures.Their corporate clients are negotiating rates and reducing their outside counsel spending.They are also demanding more predictability in pricing, increased flexibility in staffing, and added value from all legal services firms. Lawyers themselves, overworked and worried about job security (if they are lucky enough to have a job), are more stressed and anxiety ridden than ever. To address these challenges, and to improve the delivery of legal services and the daily lives of lawyers, Finding Bliss: Innovative Legal Models for Happy Clients & Happy Lawyers provides creative and disruptive solutions. Authored by the three co-founders of Bliss Lawyers, a secondment firm that is transforming the way corporations and law firms engage high caliber attorneys, the book provides compelling examples of how to achieve greater success in terms of profitability, productivity and satisfaction. Finding Bliss explores seven key themes to improve legal practice and client service, including: innovation; value; predictability and trust; flexibility; talent development; diversity and inclusion; and, relationship building.In a ground-breaking analysis, Finding Bliss addresses the profession s challenges from both sides of an evolving equation: the structural change within law firms, in-house legal departments, and other legal service providers, and the individual change in today s attorneys seeking to meet business needs while gaining more flexibility and freedom.Through the book s seven themes, Finding Bliss tackles the answers to how traditional and new model firms can more effectively deliver legal services and align the skills of the legal talent pool to better meet clients needs. With a combination of innovative foresight and penetrating understanding, Finding Bliss provides wisdom and inspiration of how to successfully navigate this critical moment of upheaval and opportunity facing the legal profession.The result? Happy Clients and Happy Lawyers."

Bailout Nation

Author : Barry Ritholtz
ISBN : 0470535989
Genre : Business & Economics
File Size : 24. 92 MB
Format : PDF, Mobi
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An engaging look at what led to the financial turmoil we now find ourselves in Bailout Nation offers one of the clearest looks at the financial lenders, regulators, and politicians responsible for the financial crisis of 2008. Written by Barry Ritholtz, one of today's most popular economic bloggers and a well-established industry pundit, this book skillfully explores how the United States evolved from a rugged independent nation to a soft Bailout Nation-where financial firms are allowed to self-regulate in good times, but are bailed out by taxpayers in bad times. Entertaining and informative, this book clearly shows you how years of trying to control the economy with easy money has finally caught up with the federal government and how its practice of repeatedly rescuing Wall Street has come back to bite them. The definitive book on the financial crisis of 2008 Names the culprits responsible for this tragedy-from financial regulators to politicians Shows how each bailout throughout modern history has impacted what happened in the future Examines why the consumer/taxpayer is left suffering in an economy of bubbles, bailouts, and possible inflation Ritholtz operates a hugely popular blog, www.ritholtz.com/blog Scathing, but fair, Bailout Nation is a voice of reason in these uncertain economic times.

Managing Sports Organizations

Author : Daniel Covell
ISBN : 9781136382116
Genre : Business & Economics
File Size : 36. 83 MB
Format : PDF, ePub
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Managing Sport Organizations, second edition, is a newly updated and comprehensive introduction to the themes and elements surrounding sport management. The book teaches management theory and principles in a coherent manner, helping to reinforce these concepts for students in schools of business, and serving to introduce them to students in other school settings (kinesiology, exercise science, sport science). The features of this book include: Important industry segment information is introduced chapter by chapter, allowing students to wed theory and application throughout Effectively weaves sport industry issues with fundamental management theories and practices Provides informative introductions to all fundamental aspects of sport management- Leadership, Information Technology, Media, Facility management, HR and much more With an online Instructor's Manual and a Test Bank available as well, this book is an essential tool for students and teachers of sport management.

Internal Corporate Investigations

Author : Barry F. McNeil
ISBN : 159031915X
Genre : Law
File Size : 55. 75 MB
Format : PDF, ePub
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In the wake of highly publicized corporate shake-ups, internal investigations have gained national prominence and established themselves as an important tool of management. This newly updated and expanded resource guides you through the intricate steps of conducting an effective and efficient internal investigation. Each chapter covers one aspect of conducting an investigation, clearly describing and advising you on the methods and skills involved, while providing you with practical tips on anticipating, recognizing, and avoiding the traps you are certain to encounter.

Ensuring Corporate Misconduct

Author : Tom Baker
ISBN : 9780226035154
Genre : Business & Economics
File Size : 82. 78 MB
Format : PDF
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Shareholder litigation and class action suits play a key role in protecting investors and regulating big businesses. But Directors and Officers liability insurance shields corporations and their managers from the financial consequences of many illegal acts, as evidenced by the recent Enron scandal and many of last year’s corporate financial meltdowns. Ensuring Corporate Misconduct demonstrates for the first time how corporations use insurance to avoid responsibility for corporate misconduct, dangerously undermining the impact of securities laws. As Tom Baker and Sean J. Griffith demonstrate, this need not be the case. Opening up the formerly closed world of corporate insurance, the authors interviewed people from every part of the industry in order to show the different instances where insurance companies could step in and play a constructive role in strengthening corporate governance—yet currently do not. Ensuring Corporate Misconduct concludes with a set of readily implementable reforms that could significantly rehabilitate the system.

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