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Rapidly Changing Securities Markets

Author : Robert A. Schwartz
ISBN : 3319545876
Genre : Business & Economics
File Size : 58. 73 MB
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This book offers a look at equity markets and what they have experienced since the 1997 Order Handling Rules were instituted. Specifically, it examines the tremendous technology innovation, intensified competition between an expanding set of alternative trading venues, and continuing regulatory changes that have occurred. Who have been the key initiators? How has market quality evolved over this period in response? What further structural and regulatory changes are still needed? These are among the key questions addressed in the volume, titled after the Baruch College Financial Markets Conference entitled Rapidly Changing Securities Markets: Who are the Initiators? The Zicklin School of Business Financial Markets Series presents the insights emerging from a sequence of conferences hosted by the Zicklin School at Baruch College for industry professionals, regulators, and scholars. Much more than historical documents, the transcripts from the conferences are edited for clarity, perspective and context; material and comments from subsequent interviews with the panelists and speakers are integrated for a complete thematic presentation. Each book is focused on a well delineated topic, but all deliver broader insights into the quality and efficiency of the U.S. equity markets and the dynamic forces changing them.

Enhancing Investor Protection And The Regulation Of Securities Markets

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
ISBN : STANFORD:36105050535181
Genre : Global Financial Crisis, 2008-2009
File Size : 86. 88 MB
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Enhancing Investor Protection And The Regulation Of Securities Markets Part Ii

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
ISBN : PURD:32754081209425
Genre : Global Financial Crisis, 2008-2009
File Size : 23. 71 MB
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Enhancing Investor Protection And The Regulation Of Securities Markets Part Ii S Hrg 111 144 March 26 2009 111 1 Hearing *

Author :
ISBN : MINN:31951D03156134F
Genre :
File Size : 38. 57 MB
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European Securities Markets The Investment Services Directive And Beyond

Author : Guido Ferrarini
ISBN : 9789041107367
Genre : Law
File Size : 57. 82 MB
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The European Union is moving towards the full implementation of the Investment Services Directive (ISD). Indeed, in some Member States, further changes to the domestic legal framework to increase competition among financial institutions and markets will complete or complement its implementation. This book includes updated papers written by academics and practitioners from Europe and the United States and presented at the Genoa Seminar on European Investment Markets, held in November 1996. Several papers examine critical aspects of the ISD from a comparative viewpoint, in particular considering the appropriateness of further harmonisation. The regulation of financial exchanges in the new competitive arena and the need for cooperation between supervisors receive special attention. Its evaluation of the economic impact of ISD implementation and consideration of further perspectives makes European Securities Markets one of the first and most comprehensive publications on the ISD implementation. The volume will interest and educate all those involved in European securities and derivatives markets in either a legal or economic capacity, including banking and financial lawyers, financial economists, regulators, exchanges and intermediaries.

The Development And Regulation Of Non Bank Financial Institutions

Author : Jeffrey Carmichael
ISBN : 0821348396
Genre : Business & Economics
File Size : 64. 60 MB
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This book aims to create an awareness of the potential of non-bank financial institutions (NBFIs) for developing countries, and to assist policy makers in the creation of coherent policy structures and effective regulatory systems for the development of these institutions. It considers the essential functions and characteristics of non-bank financial institutions and includes chapters on insurance companies, mutual funds and pension schemes, securities markets, and leasing and real estate companies.

China S Capital Markets

Author : Kam C. Chan
ISBN : 1847205313
Genre : Business & Economics
File Size : 69. 50 MB
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'This book is a welcome addition to Edward Elgar's series on the Chinese economy. It provides a wealth of information on the historical development and the current state of the Chinese financial system. Particularly useful for readers who do not have access to the original Chinese literature are the overviews of each market and the many detailed accounts of the historical development of markets and regulations.' - Nicolaas Groenewold, Pacific Affairs

Developments In Mean Variance Efficient Portfolio Selection

Author : M. Agarwal
ISBN : 9781137359926
Genre : Business & Economics
File Size : 20. 60 MB
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This book discusses new determinants for optimal portfolio selection. It reviews the existing modelling framework and creates mean-variance efficient portfolios from the securities companies on the National Stock Exchange. Comparisons enable researchers to rank them in terms of their effectiveness in the present day Indian securities market.

Gender In Agriculture Sourcebook

Author : World Bank
ISBN : 9780821375884
Genre : Social Science
File Size : 46. 6 MB
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The 'Gender in Agriculture Sourcebook' provides an up-to-date understanding of gender issues and a rich compilation of compelling evidence of good practices and lessons learned to guide practitioners in integrating gender dimensions into agricultural projects and programs. It is serves as a tool for: guidance; showcasing key principles in integrating gender into projects; stimulating the imagination of practitioners to apply lessons learned, experiences, and innovations to the design of future support and investment in the agriculture sector. The Sourcebook draws on a wide range of experience from World Bank, Food and Agriculture Organization (FAO), International Fund for Agricultural Development (IFAD), and other donor agencies, governments, institutions, and groups active in agricultural development. The Sourcebook looks at: access to and control of assets; access to markets, information and organization; and capacity to manage risk and vulnerability through a gender lens. There are 16 modules covering themes of cross-cutting importance for agriculture with strong gender dimensions (Policy, Public Administration and Governance; Agricultural Innovation and Education; Food Security; Markets; Rural Finance; Rural Infrastructure; Water; Land; Labor; Natural Resource Management; and Disaster and Post-Conflict Management) and specific subsectors in agriculture (Crops, Livestock, Forestry, and Fisheries). A separate module on Monitoring and Evaluation is included, responding to the need to track implementation and development impact. Each module contains three different sub-units: (1) A Module Overview gives a broad introduction to the topic and provides a summary of major development issues in the sector and rationale of looking at gender dimension; (2) Thematic Notes provide a brief and technically sound guide in gender integration in selected themes with lessons learned, guidelines, checklists, organizing principles, key questions, and key performance indicators; and (3) Innovative Activity Profiles describe the design and innovative features of recent and exciting projects and activities that have been implemented or are ongoing.

Lecture Notes In Market Microstructure And Trading

Author : Westerholm Peter Joakim
ISBN : 9789813234116
Genre : Business & Economics
File Size : 76. 15 MB
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This book, written by Joakim Westerholm, Professor of Finance and former trading professional, is intended to be used as basis for developing courses in Securities markets, Trading, and Market microstructure and connects theoretic rigor with practical real world applications.Market technology evolves, the roles of market participants change, and whole market segments disappear to be replaced by new ways to exchange securities. Yet, the same underlying economic principles continue to drive trading in securities markets. Thus, the scope of the book is global, providing a framework that is relevant both for current market designs and for future markets we will see develop. It is designed to stay relevant in a rapidly evolving field.The book contains a selection of lecture notes through which students will gain an in-depth understanding of the mechanism that drives trading in securities markets. The book also contains another set of lecture notes with more advanced, research-based material, suitable for Honours or Master level research students, or for PhD candidates. The material is self-explanatory and can also be used for self-study, preferably in conjunction with assigned readings.

Applied Equity Analysis And Portfolio Management

Author : Robert A. Weigand
ISBN : 9781118819203
Genre : Business & Economics
File Size : 68. 39 MB
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A "hands-on" guide to applied equity analysis and portfolio management From asset allocation to modeling the intrinsic value of a stock, Applied Equity Analysis and Portfolio Management + Online Video Course offers readers a solid foundation in the practice of fundamental analysis using the same tools and techniques as professional investors. Filled with real-world illustrations and hands-on applications, Professor Weigand's learning system takes a rigorous, empirical approach to topics such as analyzing the macro-finance environment, sector rotation, financial analysis and valuation, assessing a company's competitive position, and reporting the performance of a stock portfolio. Unlike typical books on this subject—which feature chapters to read and exercises to complete—this resource allows readers to actively participate in the learning experience by completing writing exercises and manipulating interactive spreadsheets that illustrate the principles being taught. The learning system also features instructional videos that demonstrate how to use the spreadsheet models and excerpts from the author's blog, which are used to depict additional examples of the analysis process. Along the way, it skillfully outlines an effective approach to creating and interpreting outputs typically associated with a top-down money management shop — including a macroeconomic forecasting newsletter, detailed stock research reports, and a portfolio performance attribution analysis. Covers topics including active and passive money management, fundamental analysis and portfolio attribution analysis Companion streaming videos show how to use free online data to create yourown analyses of key economic indicators, individual stocks, and stock portfolios A valuable resource for universities who have applied equity analysis and portfolio management courses Practical and up-to-date, the book is an excellent resource for those with a need for practical investment expertise.

European Prudential Banking Regulation And Supervision

Author : Larisa Dragomir
ISBN : 9781135149918
Genre : Business & Economics
File Size : 64. 43 MB
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The financial market events in 2007-2009 have spurred renewed interest and controversy in debates regarding financial regulation and supervision. This book takes stock of the developments in EU legislation, case law and institutional structures with regards to banking regulation and supervision, which preceded and followed the recent financial crisis. It does not merely provide an update, but anchors these developments into the broader EU law context, challenging past paradigms and anticipating possible developments. The author provides a systematic analysis of the interactions between the content of prudential rules and the mechanisms behind their production and application European Prudential Banking Regulation and Supervision includes discussions of the European banking market structure and of regulatory theory that both aim to circumscribe prudential concerns. It scrutinises the content of prudential norms, proposes a qualification of these norms and an assessment of their interaction with other types of norms (corporate, auditing and accounting, consumer protection, competition rules). It also features an analysis of the underpinning institutional set-up and its envisaged reforms, focusing on the typical EU concerns related to checks and balances. Finally, the book attempts to revive the debate on supervisory liability, in light of the developments discussed. This book will be of great value to all those interested in financial stability matters (practitioners, policy-makers, students, academics), as well as to EU law scholars.

Foreign Participation In China S Banking And Securities Markets

Author : Francis A. Lees
ISBN : UCSD:31822021602305
Genre : Business & Economics
File Size : 42. 39 MB
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A careful analysis of government policies and strategies affecting foreign participation in the growth and development of China.

Economic Developments In India

Author :
ISBN : 817188718X
Genre :
File Size : 24. 36 MB
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Investments

Author : Charles P. Jones
ISBN : CORNELL:31924090166699
Genre : Business & Economics
File Size : 37. 97 MB
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Details the variety of securities available, the markets in which they are traded, mechanics of securities training, and insight into the important concept of risk and return. * Examines portfolio analysis, valuation and management of stocks and bonds. * This edition also discusses investing on the internet throughout the book, and offers a helpful list of the best websites to visit.

Financial Reporting Financial Statement Analysis And Valuation

Author : James M. Wahlen
ISBN : 9781305176348
Genre : Business & Economics
File Size : 23. 17 MB
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FINANCIAL REPORTING, FINANCIAL STATEMENT ANALYSIS, AND VALUATION, 8E is written with the premise that students can learn financial statement analysis most effectively by performing the analysis on real-world companies. Wahlen/Baginski/Bradshaw's textbook will teach students how to integrate the concepts from economics, finance, business strategy, accounting, and other business disciplines through a unique six-step process. New to this edition, chapters now include quick checks after each section so that students can be sure that they have obtained the key insights after reading each section. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Investments Analysis And Management

Author : W. Sean Cleary
ISBN : 0471645303
Genre : Business & Economics
File Size : 73. 82 MB
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Investments: Analysis and Management, Canadian Edition by W. Sean Cleary and Charles P. Jones is an introductory text that prepares Canadian college and university students for a career in the investments industry. Its unique coverage provides both the theoretical foundation and practical applications students will need to make real-life investment decisions. Several key features distinguish Investments such as an accessible approach to topics, introducing students to the how, and not just the why, of investment management. The text steps beyond concepts by focusing on the realities of the Canadian Investment community. In addition, Investments places great emphasis on topics that are included in professional courses such as the Canadian Securities Course (CSC) and the Chartered Financial Analysts (CFA) program, helping students prepare for future courses and careers.

Utm Security With Fortinet

Author : Kenneth Tam
ISBN : 9781597499774
Genre : Computers
File Size : 20. 33 MB
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Traditionally, network security (firewalls to block unauthorized users, Intrusion Prevention Systems (IPS) to keep attackers out, Web filters to avoid misuse of Internet browsing, and antivirus software to block malicious programs) required separate boxes with increased cost and complexity. Unified Threat Management (UTM) makes network security less complex, cheaper, and more effective by consolidating all these components. This book explains the advantages of using UTM and how it works, presents best practices on deployment, and is a hands-on, step-by-step guide to deploying Fortinet's FortiGate in the enterprise. Provides tips, tricks, and proven suggestions and guidelines to set up FortiGate implementations Presents topics that are not covered (or are not covered in detail) by Fortinet’s documentation Discusses hands-on troubleshooting techniques at both the project deployment level and technical implementation area

Logic Law And Ethics

Author : Raymond J. Chambers
ISBN : 0815337868
Genre : Accounting
File Size : 26. 97 MB
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This volume is dedicated to the life work of Ray Chambers, who was continually seeking ways to stimulate and advance the development of a demonstrably rigorous and serviceable system of accounting. This search for an ideal led Chambers into myriad environments, an aspect of his life exhaustively illustrated in his "Aide Memoire," which forms part of this memorial volume.

Technology And The Regulation Of Financial Markets

Author : Anthony Saunders
ISBN : 9781587982057
Genre : Business & Economics
File Size : 72. 88 MB
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This is a reprint of a previously published work. It deals with how emerging technologies have affected financial markets and their regualtion.

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